SC 13G Amendment No. 1

0001193125-16-424814.txt : 20160108 0001193125-16-424814.hdr.sgml : 20160108 20160108160100 ACCESSION NUMBER: 0001193125-16-424814 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20160108 DATE AS OF CHANGE: 20160108 GROUP MEMBERS: 45TH PARALLEL LLC GROUP MEMBERS: 46TH PARALLEL LLC GROUP MEMBERS: 47TH PARALLEL LLC GROUP MEMBERS: 48TH PARALLEL LLC GROUP MEMBERS: AXA GROWTH CAPITAL II LP GROUP MEMBERS: PAR SF II, L.L.C. GROUP MEMBERS: PARTECH INTERNATIONAL GROWTH CAPITAL I LLC GROUP MEMBERS: PARTECH INTERNATIONAL GROWTH CAPITAL II LLC GROUP MEMBERS: PARTECH INTERNATIONAL GROWTH CAPITAL III LLC GROUP MEMBERS: VINCENT R. WORMS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Five9, Inc. CENTRAL INDEX KEY: 0001288847 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943394123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88630 FILM NUMBER: 161333193 BUSINESS ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9252012000 MAIL ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: Five 9 Inc DATE OF NAME CHANGE: 20040428 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Partech U.S. Partners IV, L.L.C. CENTRAL INDEX KEY: 0001353225 IRS NUMBER: 943352853 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O 50 CALIFORNIA STREET STREET 2: SUITE 3200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-788-2929 MAIL ADDRESS: STREET 1: C/O 50 CALIFORNIA STREET STREET 2: SUITE 3200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G/A 1 d108094dsc13ga.htm SC 13G AMENDMENT NO. 1 SC 13G Amendment No. 1

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)

FIVE9, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

338307101

(CUSIP Number)

December 31, 2015

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS Partech U.S. Partners IV, L.L.C.
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 3,510,983
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 3,510,983
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,510,983
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.95%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) OO

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS Partech International Growth Capital I LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 0
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 0
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) OO

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS Partech International Growth Capital II LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 0
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 0
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) OO

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS Partech International Growth Capital III LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 0
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 0
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) OO

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS AXA Growth Capital II LP
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 0
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 0
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) PN

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS 45^th Parallel LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 24,580
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 24,580
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 24,580
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.05%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) OO

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS PAR SF II, L.L.C.
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 24,580
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 24,580
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 24,580
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.05%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) OO

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS 46^th Parallel LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 0
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 0
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) OO

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS 47^th Parallel LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 3,510,983
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 3,510,983
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,510,983
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.95%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) OO

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS 48^th Parallel LLC
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 0
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 0
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) OO

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.


CUSIP No. 338307101


1.	NAMES OF REPORTING PERSONS Vincent R. Worms
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) x (b) ¨
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 3,560,143
		6.	SHARED VOTING POWER 0
		7.	SOLE DISPOSITIVE POWER 3,560,143
		8.	SHARED DISPOSITIVE POWER 0
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,560,143
10.	CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (see instructions) ¨
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.05%⁽¹⁾
12.	TYPE OF REPORTING PERSON (see instructions) IN

(1)	Based on 50,504,265 shares of Common Stock outstanding as of October 23, 2015, as reported by Five9, Inc., a Delaware corporation (the “Issuer”), in its Form 10-Q for the quarter ended September 30, 2015 filed with the Securities and Exchange Commission on November 4, 2015.

Item 1(a).

Name of Issuer:

Five9, Inc.

Item 1(b).

Address of Issuer’s Principal Executive Offices:

Bishop Ranch 8

4000 Executive Parkway, Suite 400

San Ramon, California 94583

Item 2(a).

Name of Person Filing:

Partech U.S. Partners IV, L.L.C. (“Partech US”)

Partech International Growth Capital I LLC (“Partech I”)

Partech International Growth Capital II LLC (“Partech II”)

Partech International Growth Capital III LLC (“Partech III”)

AXA Growth Capital II LP (“AXA”)

45^th Parallel LLC (“45^th Parallel”)

46^th Parallel LLC (“46^th Parallel”)

47^th Parallel LLC (“47^th Parallel”)

48^th Parallel LLC (“48^th Parallel”)

PAR SF II, L.L.C. (“PAR SF”)

Vincent R. Worms

The reporting persons are making this single, joint filing because they may be deemed to constitute a “group” within the meaning of Section 13(d)-3 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”). The joint filing agreement among the reporting persons to file this Schedule 13G jointly in accordance with Rule 13d-1(k) of the Exchange Act is attached hereto as Exhibit 99.1.

Item 2(b).

Address of Principal Business Office or, if None, Residence:

The principal office for Partech I, Partech II, Partech III and 46^th Parallel is:

Ugland House

South Church Street

Georgetown, Grand Cayman, Cayman Islands

The principal office for AXA is:

Clarendon House

2 Church Street

PO Box HM 666

Hamilton, Bermuda HM CX

The principal business address of the other reporting persons is:

200 California Street, Suite 500

San Francisco, California 94111

Item 2(c).

Citizenship:


Partech US	-	Delaware limited liability company
Partech I	-	Cayman Island company limited by guarantee
Partech II	-	Cayman Island company limited by guarantee
Partech III	-	Cayman Island company limited by guarantee
AXA	-	Bermuda limited partnership
45^th Parallel	-	Delaware limited liability company
46^th Parallel	-	Cayman Island company limited by guarantee
47^th Parallel	-	Delaware limited liability company
48^th Parallel	-	Delaware limited liability company
PAR SF	-	Delaware limited liability company
Vincent R. Worms		Citizen of the United States of America

Item 2(d).

Title of Class of Securities:

Common Stock

Item 2(e).

CUSIP No.:

338307101

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

Item 4.

Ownership.

(a) Amount beneficially owned

Partech US is the recordholder of 3,510,983 shares of Common Stock of the Issuer as of December 31, 2015. 47th Parallel, the managing member of Partech US, and Mr. Worms, the managing member of 47^th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by Partech US.

Partech I is the recordholder of 0 shares of Common Stock of the Issuer as of December 31, 2015. 46th Parallel, the managing member of Partech I, 45^th Parallel, the managing member of 46^th Parallel, and Mr. Worms, the managing member of 45th Parallel, may be deemed to hold sole voting and dispositive power over shares held by Partech I.

Partech II is the recordholder of 0 shares of Common Stock of the Issuer as of December 31, 2015. 46th Parallel, the managing member of Partech II, 45^th Parallel, the managing member of 46^th Parallel, and Mr. Worms, the managing member of 45th Parallel, may be deemed to hold sole voting and dispositive power over shares held by Partech II.

Partech III is the recordholder of 0 shares of Common Stock of the Issuer as of December 31, 2015. 46th Parallel, the managing member of Partech I, 45^th Parallel, the managing member of 46^th Parallel, and Mr. Worms, the managing member of 45th Parallel, may be deemed to hold sole voting and dispositive power over shares held by Partech III.

AXA is the recordholder of 0 shares of Common Stock of the Issuer as of December 31, 2015. 48th Parallel, the managing member of AXA, and Mr. Worms, the managing member of 48th Parallel, may be deemed to hold sole voting and dispositive power over shares held by AXA.

Par SF is the recordholder of 24,580 shares of Common Stock of the Issuer as of December 31, 2015. Mr. Worms, the managing member of Par SF, may be deemed to hold sole voting and dispositive power over the shares held by Par SF.

45^th Parallel is the recordholder of 24,580 shares of Common Stock of the Issuer as of December 31, 2015. Mr. Worms, the managing member of 45^th Parallel, may be deemed to hold sole voting and dispositive power over the shares held by 45^th Parallel.

(b) Percent of class:


Partech US	-	6.95%
Partech I	-	0%
Partech II	-	0%
Partech III	-	0%
AXA	-	0%
45^th Parallel	-	0.05%
46^th Parallel	-	0%
47^th Parallel	-	6.95%
48^th Parallel	-	0%
PAR SF	-	0.05%
Vincent R. Worms		7.05%

(i) Sole power to vote or to direct the vote:


Partech US	-	3,510,983
Partech I	-	0
Partech II	-	0
Partech III	-	0
AXA	-	0
45^th Parallel	-	24,580
46^th Parallel	-	0
47^th Parallel	-	3,510,983
48^th Parallel	-	0
PAR SF	-	24,580
Vincent R. Worms		3,560,143

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of:


Partech US	-	3,510,983
Partech I	-	0
Partech II	-	0
Partech III	-	0
AXA	-	0
45^th Parallel	-	24,580
46^th Parallel	-	0
47^th Parallel	-	3,510,983
48^th Parallel	-	0
PAR SF	-	24,580
Vincent R. Worms		3,560,143

(iv) Shared power to dispose or to direct the disposition of: 0

The filing of this Schedule 13G shall not be construed as an admission that the reporting person is, for purposes of Section 13(d) of the Securities Exchange Act of 1934, the beneficial owner of any of the shares reported herein. The reporting persons specifically disclaim beneficial ownership of the shares reported herein that are not directly owned by such reporting persons, except to the extent of any pecuniary interest therein.

Item 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

See 4(a) and 4(b) above.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

Item 8.

Identification and Classification of Members of the Group.

See Exhibit 99.1.

Item 9.

Notice of Dissolution of Group.

Not applicable.

Item 10.

Certifications.

Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: January 8, 2016

Partech U.S. Partners IV LLC

By 47^th Parallel LLC, its Managing Member

/s/ Vincent R. Worms

Name: Vincent R. Worms

Title: Managing Member

Partech International Growth Capital I LLC

By 46^th Parallel LLC, its Managing Member

By 45^th Parallel LLC, its Managing Member

/s/ Vincent R. Worms

Name: Vincent R. Worms

Title: Managing Member

Partech International Growth Capital II LLC

By 46^th Parallel LLC, its Managing Member

By 45^th Parallel LLC, its Managing Member

/s/ Vincent R. Worms

Name: Vincent R. Worms

Title: Managing Member

Partech International Growth Capital III LLC

By 46^th Parallel LLC, its Managing Member

By 45^th Parallel LLC, its Managing Member

/s/ Vincent R. Worms

Name: Vincent R. Worms

Title: Managing Member


AXA Growth Capital II LP
By 48^th Parallel LLC, its Investment General Partner

/s/ Vincent R. Worms
Name: Vincent R. Worms
Title: Managing Member

45^th Parallel LLC

/s/ Vincent R. Worms
Name: Vincent R. Worms
Title: Managing Member

46^th Parallel LLC
By 45^th Parallel LLC, its Managing Member

/s/ Vincent R. Worms
Name: Vincent R. Worms
Title: Managing Member

47^th Parallel LLC

/s/ Vincent R. Worms
Name: Vince R. Worms
Title: Managing Member

48^th Parallel LLC

/s/ Vincent R. Worms
Name: Vincent R. Worms
Title: Managing Member

PAR SF II, LLC

/s/ Vincent R. Worms
Name: Vincent R. Worms
Title: Sole Member

By:		/s/ Vincent R. Worms
Name:		Vincent R. Worms

EX-99.1 2 d108094dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

JOINT FILING AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Five9, Inc.

This agreement may be executed in any number of counterparts, each of which shall be deemed an original.

Date: January 8, 2016

Partech U.S. Partners IV LLC

By 47^th Parallel LLC, its Managing Member

/s/ Vincent R. Worms

Name: Vincent R. Worms

Title: Managing Member

Partech International Growth Capital I LLC

By 46^th Parallel LLC, its Managing Member

By 45^th Parallel LLC, its Managing Member

/s/ Vincent R. Worms

Name: Vincent R. Worms

Title: Managing Member

Partech International Growth Capital II LLC

By 46^th Parallel LLC, its Managing Member

By 45^th Parallel LLC, its Managing Member

/s/ Vincent R. Worms

Name: Vincent R. Worms

Title: Managing Member

Partech International Growth Capital III LLC

By 46^th Parallel LLC, its Managing Member

By 45^th Parallel LLC, its Managing Member

/s/ Vincent R. Worms

Name: Vincent R. Worms

Title: Managing Member


AXA Growth Capital II LP
By 48^th Parallel LLC, its Investment General Partner

/s/ Vincent R. Worms
Name: Vincent R. Worms
Title: Managing Member

45^th Parallel LLC

/s/ Vincent R. Worms
Name: Vincent R. Worms
Title: Managing Member

46^th Parallel LLC
By 45^th Parallel LLC, its Managing Member

/s/ Vincent R. Worms
Name: Vincent R. Worms
Title: Managing Member

47^th Parallel LLC

/s/ Vincent R. Worms
Name: Vince R. Worms
Title: Managing Member

48^th Parallel LLC

/s/ Vincent R. Worms
Name: Vincent R. Worms
Title: Managing Member

PAR SF II, LLC

/s/ Vincent R. Worms
Name: Vincent R. Worms
Title: Sole Member

By:		/s/ Vincent R. Worms
Name:		Vincent R. Worms